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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class F Common Stock | (1) | 04/22/2019 | J(3) | 937,500 (3) | (1) | (1) | Class A Common Stock | 937,500 | (1) | 6,175,000 | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CFI Sponsor LLC C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X | |||
Attanasio Mark C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X | |||
BEYER ROBERT D C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X | X | Executive Chairman | |
CHAPUS JEAN-MARC C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X | X | Chairman of the Board | |
Purdy Todd M. C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X | X | Chief Executive Officer | |
Crescent Capital Group LP C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X | |||
Beyer Family Interests LLC C/O CHAPARAL INVESTMENTS LLC, 11601 WILSHIRE BOULEVARD, SUITE 1825 LOS ANGELES, CA 90025 |
X | |||
TSJD Family LLC C/O CRESCENT ACQUISITION CORP, 11100 SANTA MONICA BOULEVARD, SUITE 2000 LOS ANGELES, CA 90025 |
X |
/s/ George P. Hawley, Attorney-in-Fact | 04/23/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As described in the issuer's registration statement on Form S-1 (File No. 333-229718) under the heading "Description of Securities-Founder Shares," the shares of Class F common stock, par value $0.0001 per share (the "Class F Shares"), of the issuer will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment. |
(2) | CFI Sponsor LLC directly owns these Class F Shares. Messrs. Attanasio and Chapus control Crescent Capital Group LP, and Crescent Capital Group LP, an entity controlled by Mr. Beyer and an entity controlled by Mr. Purdy are the managing members of CFI Sponsor LLC. Accordingly, Messrs. Attanasio, Beyer, Chapus and Purdy share voting and dispositive power over the Class F Shares held by CFI Sponsor LLC and may be deemed to beneficially own such Class F Shares. |
(3) | This Form 4 reflects the cancellation by the issuer of 937,500 Class F Shares, which were automatically surrendered to the issuer for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the election by the underwriters of the issuer's initial public offering not to exercise their option to purchase additional units. |